Tag security studies

Quantum Radar: Should We Be Putting All Our Eggs In The Technology Basket?

Corporal Walter "Radar" O'Reilly (Gary Burghoff) | M*A*S*H
Corporal Walter “Radar” O’Reilly (Gary Burghoff) | M*A*S*H

As reported in Popular Mechanics last week, Chinese state media recently announced that a Chinese defense contractor has developed the world’s first quantum radar system. Derived from the principles of quantum mechanics, quantum radar would be capable of detecting vehicles equipped with so-called “stealth” technology for defeating conventional radio-wave based radar systems.

The Chinese claim should be taken with a large grain of salt. It is not clear that a functional quantum radar can be made to work outside a laboratory, much less adapted into a functional surveillance system. Lockheed Martin patented a quantum radar design in 2008, but nothing more has been heard about it publicly.

However, the history of military innovation has demonstrated that every technological advance has eventually resulted in a counter, either through competing weapons development or by the adoption of strategies or tactics to minimize the impact of the new capabilities. The United States has invested hundreds of billions of dollars in air and naval stealth capabilities and built its current and future strategies and tactics around its effectiveness. Much of the value of this investment could be wiped out with a single technological breakthrough by its potential adversaries.

The basic assumption behind the Third Offset Strategy is that the U.S. can innovate and adopt technological capabilities fast enough to maintain or even expand its current military superiority. Does the U.S. really have enough of a scientific and technological development advantage over its rivals to validate this assumption?

Betting On The Future: The Third Offset Strategy

Image by Center for Strategic and Budgetary Assessments (CSBA).
Image by Center for Strategic and Budgetary Assessments (CSBA).

In several recent posts, I have alluded to something called the Third Offset Strategy without going into any detail as to what it is. Fortunately for us all, Timothy A. Walton, a Fellow in the Center for Strategic and Budgetary Assessments, wrote an excellent summary and primer on what it as all about in the current edition of Joint Forces Quarterly.

The Third Offset Strategy emerged from Defense Strategic Guidance issued by the President and Secretary of Defense in 2012 and from the results of the 2014 Quadrennial Defense Review. As Walton outlined,

The Defense Strategic Guidance (DSG) articulated 10 missions the [U.S.] joint force must accomplish in the future. These missions include the ability to:

– deter and defeat aggression

– project power despite antiaccess/area-denial (A2/AD) challenges

– operate effectively in cyberspace and space.

The follow-on 2014 Quadrennial Defense Review confirmed the importance of these missions and called for the joint force to “project power and win decisively” in spite of “increasingly sophisticated adversaries who could employ advanced warfighting capabilities.”

In these documents, U.S. policy-makers identified that the primary strategic challenge to securing the goals is that “capable adversaries are adopting potent A2/AD strategies that are challenging U.S. ability to ensure operational access.” These adversaries include China, Russia, and Iran.

The Third Offset Strategy was devised to address this primary strategic challenge.

In November 2014, then–Secretary of Defense Chuck Hagel announced a new Defense Innovation Initiative, which included the Third Offset Strategy. The initiative seeks to maintain U.S. military superiority over capable adversaries through the development of novel capabilities and concepts. Secretary Hagel modeled his approach on the First Offset Strategy of the 1950s, in which President Dwight D. Eisenhower countered the Soviet Union’s conventional numerical superiority through the buildup of America’s nuclear deterrent, and on the Second Offset Strategy of the 1970s, in which Secretary of Defense Harold Brown shepherded the development of precision-guided munitions, stealth, and intelligence, surveillance, and reconnaissance (ISR) systems to counter the numerical superiority and improving technical capability of Warsaw Pact forces along the Central Front in Europe.

Secretary of Defense Ashton Carter has built on Hagel’s vision of the Third Offset Strategy, and the proposed fiscal year 2017 budget is the first major public manifestation of the strategy: approximately $3.6 billion in research and development funding dedicated to Third Offset Strategy pursuits. As explained by Deputy Secretary of Defense Bob Work, the budget seeks to conduct numerous small bets on advanced capability research and demonstrations, and to work with Congress and the Services to craft new operational concepts so that the next administration can determine “what are the key bets we’re going to make.”

As Walton puts it, “the next Secretary of Defense will have the opportunity to make those big bets.” The keys to making the correct bets will be selecting the most appropriate scenarios to plan around, accurately assessing the performance of the U.S. joint force that will be programmed and budgeted for, and identifying the right priorities for new investment.

It is in this context that Walton recommended reviving campaign-level combat modeling at the Defense Department level, as part an overall reform of analytical processes informing force planning decisions.

Walton concludes by identifying the major obstacles in carrying out the Third Offset Strategy, some of which will be institutional and political in nature. However, he quickly passes over what might perhaps be the biggest problem with the Third Offset strategy, which is that it might be based on the wrong premises.

Lastly, the next Secretary of Defense will face numerous other, important defense challenges that will threaten to engross his or her attention, ranging from leading U.S. forces in Afghanistan, to countering Chinese, Russian, and Islamic State aggression, to reforming Goldwater-Nichols, military compensation, and base structure.

The ongoing conflicts in Afghanistan, Syria, and Iraq show no sign of abating anytime soon, yet they constitute “lesser includeds” in the Third Offset Strategy. Are we sure enough to bet that the A2/AD threat is the most important strategic challenge the U.S. will face in the near future?

Walton’s piece is worth reading and thinking about.

 

Should Defense Department Campaign-Level Combat Modeling Be Reinstated?

Airmen of the New York Air National Guard’s 152nd Air Operations Group man their stations during Virtual Flag, a computer wargame held Feb. 18-26 from Hancock Field Air National Guard Base. The computer hookup allowed the air war planners of the 152nd to interact with other Air Force units around the country and in Europe. U.S. Air National Guard photo by Master Sgt. Eric Miller
Airmen of the New York Air National Guard’s 152nd Air Operations Group man their stations during Virtual Flag, a computer wargame held Feb. 18-26 from Hancock Field Air National Guard Base. The computer hookup allowed the air war planners of the 152nd to interact with other Air Force units around the country and in Europe. U.S. Air National Guard photo by Master Sgt. Eric Miller

In 2011, the Office of the Secretary of Defense’s (OSD) Cost Assessment and Program Evaluation (CAPE) disbanded its campaign-level modeling capabilities and reduced its role in the Department of Defense’s strategic analysis activity (SSA) process. CAPE, which was originally created in 1961 as the Office of Systems Analysis, “reports directly to the Secretary and Deputy Secretary of Defense, providing independent analytic advice on all aspects of the defense program, including alternative weapon systems and force structures, the development and evaluation of defense program alternatives, and the cost-effectiveness of defense systems.”

According to RAND’s Paul K. Davis, CAPE’s decision was controversial within DOD, and due in no small part to general dissatisfaction with the overall quality of strategic analysis supporting decision-making.

CAPE’s decision reflected a conclusion, accepted by the Secretary of Defense and some other senior leaders, that the SSA process had not helped decisionmakers confront their most-difficult problems. The activity had previously been criticized for having been mired in traditional analysis of kinetic wars rather than counterterrorism, intervention, and other “soft” problems. The actual criticism was broader: Critics found SSA’s traditional analysis to be slow, manpower-intensive, opaque, difficult to explain because of its dependence on complex models, inflexible, and weak in dealing with uncertainty. They also concluded that SSA’s campaign-analysis focus was distracting from more-pressing issues requiring mission-level analysis (e.g., how to defeat or avoid integrated air defenses, how to defend aircraft carriers, and how to secure nuclear weapons in a chaotic situation).

CAPE took the criticism to heart.

CAPE felt that the focus on analytic baselines was reducing its ability to provide independent analysis to the secretary. The campaign-modeling activity was disbanded, and CAPE stopped developing the corresponding detailed analytic baselines that illustrated, in detail, how forces could be employed to execute a defense-planning scenario that represented strategy.

However, CAPE’s solution to the problem may have created another. “During the secretary’s reviews for fiscal years 2012 and 2014, CAPE instead used extrapolated versions of combatant commander plans as a starting point for evaluating strategy and programs.”

As Davis, related, there were many who disagreed with CAPE’s decision at the time because of the service-independent perspective it provided.

Some senior officials believed from personal experience that SSA had been very useful for behind-the-scenes infrastructure (e.g., a source of expertise and analytic capability) and essential for supporting DoD’s strategic planning (i.e., in assessing the executability of force-sizing strategy). These officials saw the loss of joint campaign-analysis capability as hindering the ability and willingness of the services to work jointly. The officials also disagreed with using combatant commander plans instead of scenarios as starting points for review of midterm programs, because such plans are too strongly tied to present-day thinking. (Emphasis added)

Five years later, as DOD gears up to implement the new Third Offset Strategy, it appears that the changes implemented in SSA in 2011 have not necessarily improved the quality of strategic analysis. DOD’s lack of an independent joint, campaign-level modeling capability is apparently hampering the ability of senior decision-makers to critically evaluate analysis provided to them by the services and combatant commanders.

In the current edition of Joint Forces Quarterly, the Chairman of the Joint Chiefs of Staff’s military and security studies journal, Timothy A. Walton, a Fellow in the Center for Strategic and Budgetary Assessments, recommended that in support of “the Third Offset Strategy, the next Secretary of Defense should reform analytical processes informing force planning decisions.” He pointed suggested that “Efforts to shape assumptions in unrealistic or imprudent ways that favor outcomes for particular Services should be repudiated.”

As part of the reforms, Walton made a strong and detailed case for reinstating CAPE’s campaign-level combat modeling.

In terms of assessments, the Secretary of Defense should direct the Director of Cost Assessment and Program Evaluation to reinstate the ability to conduct OSD campaign-level modeling, which was eliminated in 2011. Campaign-level modeling consists of the use of large-scale computer simulations to examine the performance of a full fielded military in planning scenarios. It takes the results of focused DOD wargaming activities, as well as inputs from more detailed tactical modeling, to better represent the effects of large-scale forces on a battlefield. Campaign-level modeling is essential in developing insights on the performance of the entire joint force and in revealing key dynamic relationships and interdependencies. These insights are instrumental in properly analyzing complex factors necessary to judge the adequacy of the joint force to meet capacity requirements, such as the two-war construct, and to make sensible, informed trades between solutions. Campaign-level modeling is essential to the force planning process, and although the Services have their own campaign-level modeling capabilities, OSD should once more be able to conduct its own analysis to provide objective, transparent assessments to senior decisionmakers. (Emphasis added)

So, it appears that DOD can’t quit combat modeling. But that raises the question, if CAPE does resume such activities, will it pick up where it left off in 2011 or do it differently? I will explore that in a future post.

The Saga of the F-35: Too Big To Fail?

Lockheed Upbeat Despite F-35 Losing Dogfight To Red Baron (Image by DuffelBlog)
Lockheed Upbeat Despite F-35 Losing Dogfight To Red Baron (Image by DuffelBlog)

Dan Grazier and Mandy Smithberger provide a detailed run down of the current status of the F-35 Joint Strike Fighter (JSF) over at the Center for Defense Information at the Project On Government Oversight (POGO). The Air Force recently declared its version, the F-35A, combat ready, but Grazer and Smithberger make a detailed case that this pronouncement is “wildly premature.”

The Pentagon’s top testing office warns that the F-35 is in no way ready for combat since it is “not effective and not suitable across the required mission areas and against currently fielded threats.”

As it stands now, the F-35 would need to run away from combat and have other planes come to its rescue, since it “will need support to locate and avoid modern threats, acquire targets, and engage formations of enemy fighter aircraft due to outstanding performance deficiencies and limited weapons carriage available (i.e., two bombs and two air-to-air missiles).”

In several instances, the memo rated the F-35A less capable than the aircraft we already have.

The F-35’s prime contractor, Lockheed Martin, is delivering progressively upgraded versions of the aircraft in blocks, but the first fully-combat operational block will not be delivered until 2018. There are currently 175 operational F-35s with limited combat capability, with 80 more scheduled for delivery in 2017 and 100 in 2018. However, the Government Accountability Office estimates that it will cost $1.7 billion to retroactively upgrade these 335 initial F-35s to full combat ready status. Operational testing and evaluation of those rebuilt aircraft won’t be completed until 2021 and they will remain non-combat capable until 2023 at the earliest, which means that the original 355 F-35s won’t really be fully operational for at least seven more years, or 22 years after Lockheed was awarded the development and production contract in 2001. And this is only if the JSF Program and Lockheed manage to hit their current targets with a program—estimated at $1.5 trillion over its operational life, the most expensive weapon in U.S. history—characterized by delays and cost overruns.

With over $400 billion in sunk costs already, the F-35 program may have become “too big to fail,” with all the implications that phrase connotes. Countless electrons have been spun assessing and explaining this state of affairs. It is possible that the problems will be corrected and the F-35 will fulfill the promises made on its behalf. The Air Force continues to cast it as the centerpiece of its warfighting capability 20 years from now.

Moreover, the Department of Defense has doubled-down on the technology-driven Revolution in Military Affairs paradigm with its Third Offset Strategy, which is premised on the proposition that advanced weapons and capabilities will afford the U.S. continued military dominance into the 21st century. Time will tell if the long, painful saga of the F-35 will be a cautionary tale or a bellwether.

The Uncongenial Lessons of Past Conflicts

Williamson Murray, professor emeritus of history at Ohio State University, on the notion that military failures can be traced to an overemphasis on the lessons of the last war:

It is a myth that military organizations tend to do badly in each new war because they have studied too closely the last one; nothing could be farther from the truth. The fact is that military organizations, for the most part, study what makes them feel comfortable about themselves, not the uncongenial lessons of past conflicts. The result is that more often than not, militaries have to relearn in combat—and usually at a heavy cost—lessons that were readily apparent at the end of the last conflict.

[Williamson Murray, “Thinking About Innovation,” Naval War College Review, Spring 2001, 122-123. This passage was cited in a recent essay by LTG H.R. McMaster, “Continuity and Change: The Army Operating Concept and Clear Thinking About Future War,” Military Review, March-April 2015. I recommend reading both.]

Russia’s Strategy in Ukraine

"Russian Build-Up In and Around Ukraine: August 12, 2016," Institute for the Study of WarOver at Foreign Policy, Michael Kofman, a research scientist at CNA Corp. and fellow at the Wilson Center’s Kennan Institute, has analyzed recent Russian troop deployments on Ukraine’s border peripheries and what they imply about the strategic goals of the Russian government in the mid-term. He concludes that the Russians are not massing for a possible invasion in the short-term. Instead, the shifting of forces suggests sustainable, long-term deployments at strategically important locations along the border. The mid-term objective of this is to secure the current status-quo.

The Russian General Staff is not only repositioning these units back where they were before 2009, it’s also rebuilding a capable combat grouping on Crimea — albeit one that’s largely defensive in nature… It also secures the Russian vision for how this conflict ends: In a hypothetical future where the Minsk agreement is actually implemented, Russian forces may withdraw from the separatist enclaves in the Donbass. If the deal fails to hold or Kiev reneges on the terms, Russian divisions ringing the country from its north to very southeast (not including Crimea) would be poised to counter any Ukrainian moves by striking from several directions.

Kofman also sees this strategy as seeking to maintain Russia’s political dominance over Ukraine in the longer term.

The string of divisions, airbases, and brigades will be able to effect conventional deterrence or compellence for years to come… Russia will retain escalation dominance over Ukraine for the foreseeable future. By the end of 2017, its forces will be better positioned to conduct an incursion or threaten regime change in Kiev than they ever were in 2014.

Kofman recommends that the U.S. and its allies carefully think through the implications of this strategy. He believes it will take Ukraine five to 10 years to rebuild an effective military, but even if successful, the future correlation of forces and the aggressive positioning of Russian forces could make the situation more unstable rather than less so.

U.S. policymakers should think about the medium to long term — a timeline that is admittedly not our strong suit. If this conflict is not placed on stable footing by the time both countries feel themselves capable of engaging in a larger fight, it may well result in a conventional war that would dwarf the small set-piece battles we’ve seen so far. Beyond imposing a ceasefire on the current fighting, the West should think about what a rematch might look like several years from now.

Studying The Conduct of War: “We Surely Must Do Better”

"The Ultimate Sand Castle" [Flickr, Jon]
“The Ultimate Sand Castle” [Flickr, Jon]

Chris and I both have discussed previously the apparent waning interest on the part of the Department of Defense to sponsor empirical research studying the basic phenomena of modern warfare. The U.S. government’s boom-or-bust approach to this is long standing, extending back at least to the Vietnam War. Recent criticism of the Department of Defense’s Office of Net Assessment (OSD/NA) is unlikely to help. Established in 1973 and led by the legendary Andrew “Yoda” Marshall until 2015, OSD/NA plays an important role in funding basic research on topics of crucial importance to the art of net assessment. Critics of the office appear to be unaware of just how thin the actual base of empirical knowledge is on the conduct of war. Marshall understood that the net result of a net assessment based mostly on guesswork was likely to be useless, or worse, misleadingly wrong.

This lack of attention to the actual conduct of war extends beyond government sponsored research. In 2004, Stephen Biddle, a professor of political science at George Washington University and a well-regarded defense and foreign policy analyst, published Military Power: Explaining Victory and Defeat in Modern Battle. The book focused on a very basic question: what causes victory and defeat in battle? Using a comparative approach that incorporated quantitative and qualitative methods, he effectively argued that success in contemporary combat was due to the mastery of what he called the “modern system.” (I won’t go into detail here, but I heartily recommend the book to anyone interested in the topic.)

Military Power was critically acclaimed and received multiple awards from academic, foreign policy, military, operations research, and strategic studies organizations. For all the accolades, however, Biddle was quite aware just how neglected the study of war has become in U.S. academic and professional communities. He concluded the book with a very straightforward assessment:

[F]or at least a generation, the study of war’s conduct has fallen between the stools of the institutional structure of modern academia and government. Political scientists often treat war itself as outside their subject matter; while its causes are seen as political and hence legitimate subjects of study, its conduct and outcomes are more often excluded. Since the 1970s, historians have turned away from the conduct of operations to focus on war’s effects on social, economic, and political structures. Military officers have deep subject matter knowledge but are rarely trained as theoreticians and have pressing operational demands on their professional attention. Policy analysts and operations researchers focus so tightly on short-deadline decision analysis (should the government buy the F22 or cancel it? Should the Army have 10 divisions or 8?) that underlying issues of cause and effect are often overlooked—even when the decisions under analysis turn on embedded assumptions about the causes of military outcomes. Operations research has also gradually lost much of its original empirical focus; modeling is now a chiefly deductive undertaking, with little systematic effort to test deductive claims against real world evidence. Over forty years ago, Thomas Schelling and Bernard Brodie argued that without an academic discipline of military science, the study of the conduct of war had languished; the passage of time has done little to overturn their assessment. Yet the subject is simply too important to treat by proxy and assumption on the margins of other questions In the absence of an institutional home for the study of warfare, it is all the more essential that analysts in existing disciplines recognize its importance and take up the business of investigating capability and its causes directly and rigorously. Few subjects are more important—or less studied by theoretical social scientists. With so much at stake, we surely must do better. [pp. 207-208]

Biddle published Military Power 12 years ago, in 2004. Has anything changed substantially? Have we done better?

Chinese Carriers II

The Type 001A Class carrier:

China’s First Homebuilt Aircraft Carrier

  1. Won’t be operational until 2020 “at the earliest”
  2. Had a ski ramp in the bow (like the Liaoning)
  3. Displacement is 60,000 to 70,000 tons
  4. Estimate to carry around 48 aircraft
    1. 36 J-15 multirole fighters
    2. 12 Z-9 or Z-18 helicopters

Not sure I believe the article in the previous post about China having four more of these ready-for-action by 2025.

The video in the article of the Liaoning landing and launching J-15s is worth watching.

Chinese Carriers

Chinese Carriers

There seems to be some buzz out there about Chinese aircraft carriers:

http://www.huffingtonpost.com/asiatoday/china-likely-to-become-ai_b_11164324.html

http://foreignpolicy.com/2016/01/21/will-china-become-an-aircraft-carrier-superpower/

We usually don’t talk about seapower on this blog but doing a simple count of carriers in the world is useful:

  • Total Carriers (100,000+ tons): 10 (all U.S.)
  • Total Carriers (42,000 – 59,100 tons): 5 (China, Russia, India, U.S., France)
  • Total Carriers (40,000 – 41,649 tons): 8 (all U.S.)
  • Total Carriers (26,000 – 32,800 tons): 7 (Brazil, India, 2 Australian, Italy, Japan, Spain)
  • Total Carriers (11,486 – 21,500 tons): 10 (UK, 3 French, Egypt, 2 Japanese, South Korean, Italy, Thailand)

Summarizing the count (and there is a big difference between a 100,000+ Nimitz class carrier the Thailand’s 11,486 ton Charki Naruebet):

  • U.S. 19 carriers
  • U.S. Allies: 14 carriers
  • Neutrals: 5 carriers (India, Brazil, Egypt, Thailand)
  • Potentially hostile: 2 carriers (China, Russia)
  • Total: 40 carriers

China and Russian both have one carrier of over 55,000 tons. These Kuznetsov class carriers can carry around 36 – 41 aircraft. Each of our ten Nimitz class carriers carry around 80-90 aircraft. Our amphibious assault ships can carry 36 or more aircraft. In all reality, these carriers are their equivalent.

To be commissioned in the future:

  1. 2016    U.S.                 100,000 tons (CVN-78)
  2. 2016    Egypt                 21,300 tons
  3. 2017    Japan                27,000 tons
  4. 2017    UK                     70,600 tons !!!
  5. 2018    India                  40,000 tons
  6. 2018    U.S.                   45,000 tons
  7. 2019    Russian             14,000 tons
  8. 2019    South Korea      18,800 tons
  9. 2020    UK                     70,600 tons   !!!
  10. 2020    China                 65,000 tons   !!!
  11. 2020    U.S.                 100,000 tons (CVN-79)
  12. 2021    Turkey               26,000 tons
  13. 2022    Italy                 TBD
  14. 2025    India                  65,000 tons
  15. 2025    Russia             100,000 tons !!!
  16. 2025    U.S.                 100,000 tons (CVN-80)
  17. 2028    South Korea      30,000 tons
  18. 2029    Brazil               TBD
  19. 2036    South Korea      30,000 tons
  20. TBD    India                   4 carriers at 30,000 tons
  21. TBD    Singapore        TBD
  22. TBD    U.S.                   7 carriers at 100,000 tons  (CVN 81-87)
  23. TBD    U.S.                   9 carriers at 45,693 tons (LHA 8-16)

Source: https://en.wikipedia.org/wiki/List_of_aircraft_carriers_in_service

Now, the first article states that the Chinese plan to have six carriers deployed by 2025. There are only two shown in these listings, the active Liaoning (CV-16) and the newly build CV-001A to be commissioned in 2020. So maybe four more 65,000-ton carriers by 2025?

Needless to say, we are probably not looking at a “carrier gap” anytime in the near or mid-term future.