Mystics & Statistics

A blog on quantitative historical analysis hosted by The Dupuy Institute

Lethality in War by Numbers

Seeing how the word “Lethality” has developed a life of its own….I decided to take a look at what was discussed on lethality in my book War by Numbers. Just to clarify, I have never considered how “lethality” should be defined or what its definition should consist of, but simply used the word as commonly used in American English.

I ended up discussing lethality in two chapters of my book: Chapter 13: The Effects of Dispersion on Combat, and Chapter 15: Casualties.

In Chapter 13: The Effects of Dispersion on Combat, I discuss it only the most general way. For example: “The effectiveness and lethality of weapons have continued to increase over the past four hundred years, yet the loss rates among forces in combat have declined.” (page 161) and “He postulated that forces continued to disperse over time to compensate for the increased lethality of weapons.” (also page 161). This chapter, pages 161-173, should probably be read by anyone looking to discuss “lethality.”

In Chapter 15: Casualties, I discuss lethality as related to wounded-to-killed ratio and specific weapons that wound and/or kill. There is an entire section in the book called “Lethality of Weapons” (page 183). This looks at the percent of people killed among those wounded by weapon. So there are multiple tables showing the “Lethality of Weapon,” some drawn from the Textbook of Military Medicine. This is a fairly extended discussion that addresses the lethality of weapons over multiple weapons over multiple wars. It then morphs into a discussion of wounded-to-killed ratios (pages 181-205). Lethality in this case refers to people killed or died of wounds.

Again, I am not comfortable by what recent writers mean by their use of the word “lethality.”

Trevor Dupuy’s Definitions of Lethality

Two U.S. Marines with a M1919A4 machine gun on Roi-Namur Island in the Marshall Islands during World War II. [Wikimedia]

It appears that discussion of the meaning of lethality, as related to the use of the term in the 2018 U.S. National Defense Strategy document, has sparked up again. It was kicked off by an interesting piece by Olivia Gerard in The Strategy Bridge last autumn, “Lethality: An Inquiry.

Gerard credited Trevor Dupuy and his colleagues at the Historical Evaluation Research Organization (HERO) with codifying “the military appropriation of the concept” of lethality, which was defined as: “the inherent capability of a given weapon to kill personnel or make materiel ineffective in a given period, where capability includes the factors of weapon range, rate of fire, accuracy, radius of effects, and battlefield mobility.”

It is gratifying for Gerard to attribute this to Dupuy and HERO, but some clarification is needed. The definition she quoted was, in fact, one provided to HERO for the purposes of a study sponsored by the Advanced Tactics Project (AVTAC) of the U.S. Army Combat Developments Command. The 1964 study report, Historical Trends Related to Weapon Lethality, provided the starting point for Dupuy’s subsequent theorizing about combat.

In his own works, Dupuy used a simpler definition of lethality:

He also used the terms lethality and firepower interchangeably in his writings. The wording of the original 1964 AVTAC definition tracks closely with the lethality scoring methodology Dupuy and his HERO colleagues developed for the study, known as the Theoretical Lethality Index/Operational Lethality Index (TLI/OLI). The original purpose of this construct was to permit some measurement of lethality by which weapons could be compared to each other (TLI), and to each other through history (OLI). It worked well enough that he incorporated it into his combat models, the Quantified Judgement Model (QJM) and Tactical Numerical Deterministic Model (TNDM).

Some Background on Lethality

There have recently been some articles and talk about lethality. This is hardly a new subject, although apparently there is some renewed interest in the subject. More to the point, the word is now being used extensively in discussions, even though I do not fully understand what they mean by it. This article in late 2018 from The Strategy Bridge provides a little background on the subject: https://thestrategybridge.org/the-bridge/2018/11/1/lethality-an-inquiry

As the article states (bolding is mine):

 Left undefined, lethality risks the fate of many insufficiently elucidated but well-meaning concepts. It is imperative the concept is properly understood, otherwise the word will saturate PowerPoint slides bereft of insight.

And then there is the sentence further on that catches my attention:

Trevor Dupuy’s 1964 “Final Report on Historical Trends Related to Weapon Lethality” codified the military appropriation of the concept. 

OK, so we are (were) at the cutting edge (in 1964). Nice to know. This was news to me. I had been ignoring all this discussion on lethality until more than one person brought it to my attention this last week. Trevor Dupuy later used this report for his book Evolution of Weapons and Warfare.

Anyhow, I guess we should start blogging about lethality a little more, even though I am not sure what all is encompassed by other people’s use of the word.

Today – Speaking at Historicon in Lancaster, PA., Friday 12 July

I will be speaking at Historicon in Lancaster, PA., Friday 12 July, at 6 PM. Historicon is one of the three major annual wargaming conventions run by the Historical Miniatures Gaming Society (HMGS). It will be run from 10 July-14 July, 2019. Their website is here: https://www.hmgs.org/general/custom.asp?page=HconHome

As part of this large convention, they have organized a “War College.” This is an impressive effort that includes 18 lectures on Thursday, Friday and Saturday. I have the last lecture on Friday, from 6 – 7 PM. The speakers for this series include published authors Paul Westermeyer, Pete Panzeri, Steve R. Waddell and John Prados, among others. Lecture descriptions are here:                                                                               . https://cdn.ymaws.com/www.hmgs.org/resource/resmgr/historicon/hcon_19/pels/19_war_college_pel_6-19-2019.pdf

I will be doing a presentation similar to the one I did at the New York Military Affairs Symposium (NYMAS). It is based upon part of my book War by Numbers: Understanding Conventional Combat.

Book Pictures

I was wandering through a Barnes & Nobles last week and spotted my Prokhorovka book on the shelf. It was kind of easy to spot, being bigger than everything else on the shelf and with a light-colored dust jacket. Always nice to stand out on the book shelf. Of course, this is my smaller book on the subject. My original Kursk book was never sold in stores.

On facebook, a friend of mine posted the following picture, apparently from a library in Denmark:

There have been a number of pictures on this book posted on the internet. Apparently the shear size of the book has grabbed people’s fancy, although I gather a few people have actually read the entire book:

http://www.ratspatrol.com/christmas/
https://elgrancapitan.org/foro/viewtopic.php?t=23259&start=0

Anyhow, if size matters….then this book did the trick.

Aces at Kursk – Summation

Yak-9 at war memorial, northwest of Yakovlevo, Belrorod-Oboyan road (1995)

I do have a completed manuscript that I am marketing. I have done a number of posts recently related to my work on this. Let me list them below:

145 or 10?

So did Kozhedub shoot down 62, 64 or 66 planes?

5th Guards Fighter Regiment, 7 July 1943

The 728th Fighter Regiment on 16 July 1943

Soviet versus German kill claims at Kursk

So What Was Driving the Soviet Kill Claims?

Aces at Kursk – Chapters

The Hierarchy of Combat

The second conceptual element in Trevor Dupuy’s theory of combat is his definition of the hierarchy of combat:

[F]ghting between armed forces—while always having the characteristics noted [in the definition of military combat], such as fear and planned violence—manifests itself in different fashions from different perspectives. In commonly accepted military terminology, there is a hierarchy of military combat, with war as its highest level, followed by campaign, battle, engagement, action, and duel.

A war is an armed conflict, or a state of belligerence, involving military combat between two factions, states, nations, or coalitions. Hostilities between the opponents may be initiated with or without a formal declaration by one or both parties that a state of war exists. A war is fought for particular political or economic purposes or reasons, or to resist an enemy’s efforts to impose domination. A war can be short, sometimes lasting a few days, but usually is lengthy, lasting for months, years, or even generations.

A campaign is a phase of a war involving a series of operations related in time and space and aimed toward achieving a single, specific, strategic objective or result in the war. A campaign may include a single battle, but more often it comprises a number of battles over a protracted period of time or a considerable distance, but within a single theater of operations or delimited area. A campaign may last only a few weeks, but usually lasts several months or even a year.

A battle is combat between major forces, each having opposing assigned or perceived operational missions, in which each side seeks to impose its will on the opponent by accomplishing its own mission, while preventing the opponent from achieving his. A battle starts when one side initiates mission-directed combat and ends when one side accomplishes its mission or when one or both sides fail to accomplish the mission(s). Battles are often parts of campaigns. Battles between large forces usually are made up of several engagements, and can last from a few days to several weeks. Naval battles tend to be short and—in modern times—decisive.

An engagement is combat between two forces, neither larger than a division nor smaller than a company, in which each has an assigned or perceived mission. An engagement begins when the attacking force initiates combat in pursuit of its mission and ends when the attacker has accomplished the mission, or ceases to try to accomplish the mission, or when one or both sides receive significant reinforcements, thus initiating a new engagement. An engagement is often part of a battle. An engagement normally lasts one or two days; it may be as brief as a few hours and is rarely longer than five days.

An action is combat between two forces, neither larger than a battalion nor smaller than a squad, in which each side has a tactical objective. An action begins when the attacking force initiates combat to gain its objective, and ends when the attacker wins the objective, or one or both forces withdraw, or both forces terminate combat. An action often is part of an engagement and sometimes is part of a battle. An action lasts for a few minutes or a few hours and never lasts more than one day.

A duel is combat between two individuals or between two mobile fighting machines, such as combat vehicles, combat helicopters, or combat aircraft, or between a mobile fighting machine and a counter-weapon. A duel begins when one side opens fire and ends when one side or both are unable to continue firing, or stop firing voluntarily. A duel is almost always part of an action. A duel lasts only a few minutes. [Dupuy, Understanding War, 64-66]

Reminder – Speaking at Historicon in Lancaster, PA., Friday 12 July

I will be speaking at Historicon in Lancaster, PA., Friday 12 July. Historicon is one of the three major annual wargaming conventions run by the Historical Miniatures Gaming Society (HMGS). It will be run from 10 July-14 July, 2019. Their website is here: https://www.hmgs.org/general/custom.asp?page=HconHome

As part of this large convention, they have organized a “War College.” This is an impressive effort that includes 18 lectures on Thursday, Friday and Saturday. I have the last lecture on Friday, from 6 – 7 PM. The speakers for this series include published authors Paul Westermeyer, Pete Panzeri, Steve R. Waddell and John Prados, among others. Lecture descriptions are here:                                                                               . https://cdn.ymaws.com/www.hmgs.org/resource/resmgr/historicon/hcon_19/pels/19_war_college_pel_6-19-2019.pdf

I will be doing a presentation similar to the one I did at the New York Military Affairs Symposium (NYMAS). It is based upon part of my book War by Numbers: Understanding Conventional Combat.