Category Urban Warfare

Measuring the Effects of Combat in Cities, Phase II – part 1

Our first urban warfare report that we did had a big impact. It clearly showed that the intensity of urban warfare was not what some of the “experts” out there were claiming. In particular, it called into question some of the claims being made by RAND. But, the report was based upon Aachen, Cherbourg, and a collection of mop-up operations along the Channel Coast. Although this was a good starting point because of the ease of research and availability of data, we did not feel that this was a fully representative collection of cases. We also did not feel that it was based upon enough cases, although we had already assembled more cases than most “experts” were using. We therefore convinced CAA (Center for Army Analysis) to fund a similar effort for the Eastern Front in World War II.

For this second phase, we again assembled a collection of Eastern Front urban warfare engagements in our DLEDB (Division-level Engagement Data Base) and compared it to Eastern Front non-urban engagements. We had, of course, a considerable collection of non-urban engagements already assembled from the Battle of Kursk in July 1943. We therefore needed a good urban engagement nearby. Kharkov is the nearest major city to where these non-urban engagements occurred and it was fought over three times in 1943. It was taken by the Red Army in February, it was retaken by the German Army in March, and it was taken again by the Red Army in August. Many of the units involved were the same units involved in the Battle of Kursk. This was a good close match. It has the additional advantage that both sides were at times on the offense.

Furthermore, Kharkov was a big city. At the time it was the fourth biggest city in the Soviet Union, being bigger than Stalingrad (as measured by pre-war population). A picture of its Red Square in March 1943, after the Germans retook it, is above.

We did have good German records for 1943 and we were able to get access to Soviet division-level records from February, March and August from the Soviet military archives in Podolsk. Therefore, we were able to assembled all the engagements based upon the unit records of both sides. No secondary sources were used, and those that were available were incomplete, usually one-sided, sometimes biased and often riddled with factual errors.

So, we ended up with 51 urban and conurban engagements from the fighting around Kharkov, along with 65 non-urban engagements from Kursk (we have more now).

The Phase II effort was completed on 30 June 2003. The conclusions of Phase II (pages 40-41) were similar to Phase I:

.Phase II Conclusions:

  1. Mission Accomplishment: This [Phase I] conclusion was further supported. The data does show a tendency for urban engagements not to generate penetrations.
  2. Casualty Rates: This [Phase I] conclusion was further supported. If urban combat influenced the casualty rate, it appears that it resulted in a reduction of the attacker casualty rate and a more favorable casualty exchange ratio compared to nonurban warfare. There still appears to be no basis to the claim that urban combat is significantly more intense with regards to casualties than is nonurban warfare.
  3. Advance Rates: There is no strong evidence of a reduction in the advance rates in urban terrain in the Eastern Front data. TDI still stands by its original conclusion that the average advance rate in urban combat should be one-half to one-third that of nonurban combat.
  4. Linear Density: Again, there is little evidence that the presence of urban terrain results in a higher linear density of troops, but unlike the ETO data, the data did not show a tendency to trend in that direction.
  5. Armor Losses: This conclusion was further supported (Phase I conclusion was: Overall, it appears that the loss of armor in urban terrain is the same as or less than that found in nonurban terrain, and in some cases is significantly lower.)
  6. Force Ratios: The conclusion was further supported (Phase I conclusion was: Urban combat did not significantly influence the Force Ratio required to achieve success or effectively conduct combat operations).
  7. Duration of Combat: Nothing could be determined from an analysis of the data regarding the Duration of Combat (Time) in urban versus nonurban terrain.

There is a part 2 to this effort that I will pick up in a later post.

The (Missing) Urban Warfare Study

[This post was originally published on 13 December 2017]

And then…..we discovered the existence of a significant missing study that we wanted to see.

Around 2000, the Center for Army Analysis (CAA) contracted The Dupuy Institute to conduct an analysis of how to represent urban warfare in combat models. This was the first work we had ever done on urban warfare, so…….we first started our literature search. While there was a lot of impressionistic stuff gathered from reading about Stalingrad and watching field exercises, there was little hard data or analysis. Simply no one had ever done any analysis of the nature of urban warfare.

But, on the board of directors of The Dupuy Institute was a grand old gentleman called John Kettelle. He had previously been the president of Ketron, an operations research company that he had founded. Kettelle had been around the business for a while, having been an office mate of Kimball, of Morse and Kimbell fame (the people who wrote the original U.S. Operations Research “textbook” in 1951: Methods of Operations Research). He is here: https://www.adventfuneral.com/services/john-dunster-kettelle-jr.htm?wpmp_switcher=mobile

John had mentioned several times a massive study on urban warfare that he had done  for the U.S. Army in the 1970s. He had mentioned details of it, including that it was worked on by his staff over the course of several years, consisted of several volumes, looked into operations in Stalingrad, was pretty extensive and exhaustive, and had a civil disturbance component to it that he claimed was there at the request of the Nixon White House. John Kettelle sold off his company Ketron in the 1990s and was now semi-retired.

So, I asked John Kettelle where his study was. He said he did not know. He called over to the surviving elements of Ketron and they did not have a copy. Apparently significant parts of the study were classified. In our review of the urban warfare literature around 2000 we found no mention of the study or indications that anyone had seen or drawn any references from it.

This was probably the first extensive study ever done on urban warfare. It employed at least a half-dozen people for multiple years. Clearly the U.S. Army spent several million of our hard earned tax dollars on it…..yet is was not being used and could not be found. It was not listed in DTIC, NTIS, on the web, nor was it in Ketron’s files, and John Kettelle did not have a copy of it. It was lost !!!

So, we proceeded with our urban warfare studies independent of past research and ended up doing three reports on the subject. Theses studies are discussed in two chapters of my book War by Numbers.

All three studies are listed in our report list: http://www.dupuyinstitute.org/tdipub3.htm

The first one is available on line at:  http://www.dupuyinstitute.org/pdf/urbanwar.pdf

As the Ketron urban warfare study was classified, there were probably copies of it in classified U.S. Army command files in the 1970s. If these files have been properly retired then these classified files may exist in the archives. At some point, they may be declassified. At some point the study may be re-discovered. But……the U.S. Army after spending millions for this study, preceded to obtain no benefit from the study in the late 1990s, when a lot of people re-opened the issue of urban warfare. This would have certainly been a useful study, especially as much of what the Army, RAND and others were discussing at the time was not based upon hard data and was often dead wrong.

This may be a case of the U.S. Army having to re-invent the wheel because it has not done a good job of protecting and disseminating its studies and analysis. This seems to particularly be a problem with studies that were done by contractors that have gone out of business. Keep in mind, we were doing our urban warfare work for the Center for Army Analysis. As a minimum, they should have had a copy of it.

Measuring The Effects Of Combat In Cities, Phase I

“Catalina Kid,” a M4 medium tank of Company C, 745th Tank Battalion, U.S. Army, drives through the entrance of the Aachen-Rothe Erde railroad station during the fighting around the city viaduct on Oct. 20, 1944. [Courtesy of First Division Museum/Daily Herald]

In 2002, TDI submitted a report to the U.S. Army Center for Army Analysis (CAA) on the first phase of a study examining the effects of combat in cities, or what was then called “military operations on urbanized terrain,” or MOUT. This first phase of a series of studies on urban warfare focused on the impact of urban terrain on division-level engagements and army-level operations, based on data drawn from TDI’s DuWar database suite.

This included engagements in France during 1944 including the Channel and Brittany port cities of Brest, Boulogne, Le Havre, Calais, and Cherbourg, as well as Paris, and the extended series of battles in and around Aachen in 1944. These were then compared to data on fighting in contrasting non-urban terrain in Western Europe in 1944-45.

The conclusions of Phase I of that study (pp. 85-86) were as follows:

The Effect of Urban Terrain on Outcome

The data appears to support a null hypothesis, that is, that the urban terrain had no significantly measurable influence on the outcome of battle.

The Effect of Urban Terrain on Casualties

Overall, any way the data is sectioned, the attacker casualties in the urban engagements are less than in the non-urban engagements and the casualty exchange ratio favors the attacker as well. Because of the selection of the data, there is some question whether these observations can be extended beyond this data, but it does not provide much support to the notion that urban combat is a more intense environment than non-urban combat.

The Effect of Urban Terrain on Advance Rates

It would appear that one of the primary effects of urban terrain is that it slows opposed advance rates. One can conclude that the average advance rate in urban combat should be one-half to one-third that of non-urban combat.

The Effect of Urban Terrain on Force Density

Overall, there is little evidence that combat operations in urban terrain result in a higher linear density of troops, although the data does seem to trend in that direction.

The Effect of Urban Terrain on Armor

Overall, it appears that armor losses in urban terrain are the same as, or lower than armor losses in non-urban terrain. And in some cases it appears that armor losses are significantly lower in urban than non-urban terrain.

The Effect of Urban Terrain on Force Ratios

Urban terrain did not significantly influence the force ratio required to achieve success or effectively conduct combat operations.

The Effect of Urban Terrain on Stress in Combat

Overall, it appears that urban terrain was no more stressful a combat environment during actual combat operations than was non-urban terrain.

The Effect of Urban Terrain on Logistics

Overall, the evidence appears to be that the expenditure of artillery ammunition in urban operations was not greater than that in non-urban operations. In the two cases where exact comparisons could be made, the average expenditure rates were about one-third to one-quarter the average expenditure rates expected for an attack posture in the European Theater of Operations as a whole.

The evidence regarding the expenditure of other types of ammunition is less conclusive, but again does not appear to be significantly greater than the expenditures in non-urban terrain. Expenditures of specialized ordnance may have been higher, but the total weight expended was a minor fraction of that for all of the ammunition expended.

There is no evidence that the expenditure of other consumable items (rations, water or POL) was significantly different in urban as opposed to non-urban combat.

The Effect of Urban Combat on Time Requirements

It was impossible to draw significant conclusions from the data set as a whole. However, in the five significant urban operations that were carefully studied, the maximum length of time required to secure the urban area was twelve days in the case of Aachen, followed by six days in the case of Brest. But the other operations all required little more than a day to complete (Cherbourg, Boulogne and Calais).

However, since it was found that advance rates in urban combat were significantly reduced, then it is obvious that these two effects (advance rates and time) are interrelated. It does appear that the primary impact of urban combat is to slow the tempo of operations.

This in turn leads to a hypothetical construct, where the reduced tempo of urban operations (reduced casualties, reduced opposed advance rates and increased time) compared to non-urban operations, results in two possible scenarios.

The first is if the urban area is bounded by non-urban terrain. In this case the urban area will tend to be enveloped during combat, since the pace of battle in the non-urban terrain is quicker. Thus, the urban battle becomes more a mopping-up operation, as it historically has usually been, rather than a full-fledged battle.

The alternate scenario is that created by an urban area that cannot be enveloped and must therefore be directly attacked. This may be caused by geography, as in a city on an island or peninsula, by operational requirements, as in the case of Cherbourg, Brest and the Channel Ports, or by political requirements, as in the case of Stalingrad, Suez City and Grozny.

Of course these last three cases are also those usually included as examples of combat in urban terrain that resulted in high casualty rates. However, all three of them had significant political requirements that influenced the nature, tempo and even the simple necessity of conducting the operation. And, in the case of Stalingrad and Suez City, significant geographical limitations effected the operations as well. These may well be better used to quantify the impact of political agendas on casualties, rather than to quantify the effects of urban terrain on casualties.

The effects of urban terrain at the operational level, and the effect of urban terrain on the tempo of operations, will be further addressed in Phase II of this study.

Battle of Mosul Ends

Looks the Battle for Mosul had ended as of Sunday. A timeline is here: https://www.yahoo.com/news/iraq-battle-mosul-135450223.html

This thing took forever. The offensive started on 17 October. They entered the city on 1 November. It then took 251 days to take the city (over 8 months). This is one of the interesting challenges of urban warfare, it takes 15 days to get to the city and 251 days to take it. As we noted in our three urban warfare studies (and in two chapters in War by Numbers), operations outside of the urban area go so much faster than in the urban areas. The end result is that most urban warfare eventually turns into a giant mop-up operation.

I notice there has been a renewed interest in urban warfare, especially with discussions of fighting in mega-cities. I am not sure that everyone involved in these efforts grasp that these fights are not occurring at the point of the spearhead, but are indeed often a mop-up operation, regardless of the size of the city.

Mosul is in ruins. It is certainly one of the largest cities that ever had an extended urban fight in it. It is larger than Stalingrad.

So…does anyone have some good casualty figures for this fight?

 

P.S.: https://www.yahoo.com/news/isis-driven-mosul-leaves-behind-city-ruins-society-shattered-distrust-113951651.html