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What Does Lethality Mean In Warfare?

In an insightful essay over at The Strategy Bridge, “Lethality: An Inquiry,” Marine Corps officer Olivia Gerard accomplishes one of the most important, yet most often overlooked, aspects of successfully thinking about and planning for war: questioning a basic assumption. She achieves this by posing a simple question: “What is lethality?”

Gerard notes that the current U.S. National Defense Strategy is predicated on lethality; as it states: “A more lethal, resilient, and rapidly innovating Joint Force, combined with a robust constellation of allies and partners, will sustain American influence and ensure favorable balances of power that safeguard the free and open international order.” She also identifies the linkage in the strategy between lethality and deterrence via a supporting statement from Deputy Secretary of Defense Patrick Shanahan: “Everything we do is geared toward one goal: maximizing lethality. A lethal force is the strongest deterrent to war.”

After pointing out that the strategy does not define the concept of lethality, Gerard responds to Shanahan’s statement by asking “why?”

She uses this as a jumping off point to examine the meaning of lethality in warfare. Starting from the traditional understanding of lethality as a tactical concept, Gerard walks through the way it has been understood historically. From this, she formulates a construct for understanding the relationship between lethality and strategy:

Organizational lethality emerges from tactical lethality that is institutionally codified. Tactical lethality is nested within organizational lethality, which is nested within strategic lethality. Plugging these terms into an implicit calculus, we can rewrite strategic lethality as the efficacy with which we can form intentional deadly relationships towards targets that can be actualized towards political ends.

To this, Gerard appends two interesting caveats: “Notice first that the organizational component becomes implicit. What remains outside, however, is the intention–a meta-intention–to form these potential deadly relationships in the first place.”

It is the second of these caveats—the intent to connect lethality to a strategic end—that informs Gerard’s conclusion. While the National Defense Strategy does not define the term, she observes that by explicitly leveraging the threat to use lethality to bolster deterrence, it supplies the necessary credibility needed to make deterrence viable. “Proclaiming lethality a core tenet, especially in a public strategic document, is the communication of the threat.”

Gerard’s exploration of lethality and her proposed framework for understanding it provide a very useful way of thinking about the way it relates to warfare. It is definitely worth your time to read.

What might be just as interesting, however, are the caveats to her construct because they encompass a lot of what is problematic about the way the U.S. military thinks—explicitly and implicitly—about tactical lethality and how it is codified into concepts of organizational lethality. (While I have touched on some of those already, Gerard gives more to reflect on. More on that later.)

Gerard also references the definition of lethality Trevor Dupuy developed for his 1964 study of historical trends in weapon lethality. While noting that his definition was too narrow for the purposes of her inquiry, the historical relationship between lethality, casualties, and dispersion on the battlefield Dupuy found in that study formed the basis for his subsequent theories of warfare and models of combat. (I will write more about those in the future as well.)

The Dupuy Institute on Youtube

Well, there are a few videos related to TDI on youtube:

  1. The Battle of Kursk interview done for Voice of America (VOA): http://1.https://www.youtube.com/watch?v=VS7p3bIwyXg
  2. Trevor Dupuy’s voice: http://1.https://www.youtube.com/watch?v=ycNkCJpcbO4
    1. Short version: https://www.youtube.com/watch?v=cRbX6ur-pJ4
  3. R. Earnest Dupuy’s announcement on D-Day: https://www.youtube.com/watch?v=N3RiY9KR57w

This all there is on youtube. Maybe we should start our own channel.

Next interview, I will remember to say “material” instead of “stuff.”

Stanley Cup Playoffs Odds II

Instead of blogging about quantitative analysis of warfare….I have been watching hockey. Sorry.

When I blogged about this last time, the Washington Capitals has won the first two games of the seven-game series. One of the commentators states that only twice in the last 41 years (or cases) has a team won the third series of the play-offs after loosing the first two games. So, historically, in only 4.878% (say 5%) of the cases has someone come back from loosing the first two play-off games to win. I then calculated that if the teams were even, then the odds of Tampa Bay winning 4 of the next 5 games was .09375 or 9%.

Stanley Cup Play-off Odds

Well….it turned into a dramatic series, for after the Capitals won the first two games, they then lost the next three. The Capitals had to win the next two games after that (odds are 25% if the two teams are even in ability). They did, winning the series 4-3.

So, were the two teams even? I actually don’t think so. The Capitals won 4-3 (making the argument that they were 57-to-43). On the other hand, over the course of 7 games the Capitals scored 23 goals to Tampa Bays’ 15. Particularly telling is that Tampa Bay was shut out in the last two games (meaning they did not score). So, 23/38 makes the case for the comparison to be 61-to-39. But particularly telling was that the Capitals out shot (made more shots on the goal) than Tampa Bay in all but the last game (32-21, 37-35, 38-23, 38-19, 30-22, 33-24, 22-29). So total shot count was 230-173…so 57-to-43.

Now there is a whole lot more going on in a hockey game than just shots on goals and scoring, which is why we watch. But….it does appear that the Capitals were the better team and, after the fact, we may be able to say that they had a 57% chance of winning each game. Now, if I could figure out the odds before the series….I could make a lot of money in Vegas!

Degrees of Bacon

For those who have not examined the Oracle of Bacon…check this site: http://oracleofbacon.org/help.php

It clearly establishes that if you are working in an industry or field (like in Hollywood), it is hard not to know someone who knows someone who knows someone who knows someone.

Anyhow, a Cambridge University professor named Stefan Halper is now in the news, involved in the latest twist to the Russian investigation: Who is Stefan A. Halper?

I have never heard of him before, but it turns out he was a contractor to Office of Net Assessment (ONA) from 2012-2016. We did a number of contracts for Andy Marshall’s shop, although the last one was in 2008. See: Andrew Marshall

He also turns out to have married Ray S. Cline’s daughter. Trevor Dupuy knew Ray Cline and published one of his books in 1986 through Hero Books. I met him once, when I was trying to put together a far ranging proposal on East Asia for Net Assessment. See: Terrorism as State Sponsored Covert Warfare. This book is out of print.

Anyhow, this is the nature of living and working in the Washington DC area. On the other hand, my favorite barber knows even more of the people we see on the news.

Stanley Cup Play-off Odds

Last night, as I was watching the Capitals trash Tampa Bay in the third round of the Stanley Cup play-offs….the announcer mentioned that only twice in the last 41 years (or cases) has a team won the third round of the play-offs after loosing the first two games. Tampa Bay was lost the first two games. So, historically, in only 4.878% (say 5%) of the cases has someone come back from loosing the first two play-off games to win. Note that the Capitals did this against Columbus in the first round.

Now, there are seven games in a play-off round.  So with five games left, Tampa Bay has to win 4 of the 5 games. So, assuming the teams are equal (50% chance of either winning a game), then the odds of Tampa Bay winning 4 of the next 5 games I calculate as .09375 (mathematicians…please check me on this) or 9%. So if the teams are equal, then Tampa Bay should statistically have a 9% chance of coming back and winning the round. Historically, it has only happened 5% of the time.

Suppose Tampa Bay is the better team. Lets say their odds of winning are 60% for each game, then their odds of winning 4 out of 5 rises to 18.144%. They did win 2 out of 3 games against the Capitals in the regular season, so maybe their odds of winning any single game is really 67%. This is a 26.34% chance of coming back. Let us say they are really good and motivated and have a 75% of winning each game, then the odds are  39.55%. On the other hand, to get to the historical 5% win rate in this situation, then team that is behind had to have around a 42% chance of winning each game.

Anyhow…..not sure what it all means.

Breakpoints in U.S. Army Doctrine

U.S. Army prisoners of war captured by German forces during the Battle of the Bulge in 1944. [Wikipedia]

One of the least studied aspects of combat is battle termination. Why do units in combat stop attacking or defending? Shifts in combat posture (attack, defend, delay, withdrawal) are usually voluntary, directed by a commander, but they can also be involuntary, as a result of direct or indirect enemy action. Why do involuntary changes in combat posture, known as breakpoints, occur?

As Chris pointed out in a previous post, the topic of breakpoints has only been addressed by two known studies since 1954. Most existing military combat models and wargames address breakpoints in at least a cursory way, usually through some calculation based on personnel casualties. Both of the breakpoints studies suggest that involuntary changes in posture are seldom related to casualties alone, however.

Current U.S. Army doctrine addresses changes in combat posture through discussions of culmination points in the attack, and transitions from attack to defense, defense to counterattack, and defense to retrograde. But these all pertain to voluntary changes, not breakpoints.

Army doctrinal literature has little to say about breakpoints, either in the context of friendly forces or potential enemy combatants. The little it does say relates to the effects of fire on enemy forces and is based on personnel and material attrition.

According to ADRP 1-02 Terms and Military Symbols, an enemy combat unit is considered suppressed after suffering 3% personnel casualties or material losses, neutralized by 10% losses, and destroyed upon sustaining 30% losses. The sources and methodology for deriving these figures is unknown, although these specific terms and numbers have been a part of Army doctrine for decades.

The joint U.S. Army and U.S. Marine Corps vision of future land combat foresees battlefields that are highly lethal and demanding on human endurance. How will such a future operational environment affect combat performance? Past experience undoubtedly offers useful insights but there seems to be little interest in seeking out such knowledge.

Trevor Dupuy criticized the U.S. military in the 1980s for its lack of understanding of the phenomenon of suppression and other effects of fire on the battlefield, and its seeming disinterest in studying it. Not much appears to have changed since then.

TDI Friday Read: Links You May Have Missed, 02 March 2018

We are trying something new today, well, new for TDI anyway. This edition of TDI Friday Read will offer a selection of links to items we think may be of interest to our readers. We found them interesting but have not had the opportunity to offer observations or commentary about them. Hopefully you may find them useful or interesting as well.

The story of the U.S. attack on a force of Russian mercenaries and Syrian pro-regime troops near Deir Ezzor, Syria, last month continues to have legs.

And a couple stories related to naval warfare…

Finally, proving that there are, or soon will be, podcasts about everything, there is one about Napoleon Bonaparte and his era: The Age of Napoleon Podcast. We have yet to give it a listen, but if anyone else has, let us know what you think.

Have a great weekend.

1st Security Force Assistance Brigade To Deploy To Afghanistan In Spring

Capt. Christopher Hawkins, 1st Squadron, 38th Cavalry Regiment, 1st Security Force Assistance Brigade, middle, and an interpreter speaks with local national soldiers to gain information about a village during an enacted military operation on urban terrain event at Lee Field, Oct. 23, 2017, on Fort Benning, Ga. (Photo Credit: Spc. Noelle E. Wiehe)

The U.S. Army recently announced that the newly-created 1st Security Force Assistance Brigade (SFAB) will deploy to Afghanistan under the command of Colonel Scott Jackson in the spring of 2018 in support of the ongoing effort to train and advise Afghan security forces. 1st SFAB personnel formed the initial classes at the Military Advisor Training Academy (MATA) in August 2017 at Fort Benning, Georgia; approximately 525 had completed the course by November.

The Army intends to establish five Regular Army and one Army National Guard SFABs. In December it stated that the 2nd SFAB would stand up in January 2018 at Fort Bragg, North Carolina.

The Army created the SFABs and MATA in an effort to improve its capabilities to resource and conduct Security Force Assistance (SFA) missions and to relieve line Brigade Combat Teams (BCTs) of these responsibilities. Each SFAB will be manned by 800 senior and noncommissioned volunteer officers with demonstrated experience training and advising foreign security forces.

Specialized training at MATA includes language, foreign weapons, and the Joint Fires Observer course. SFAB commanders and leaders have previous command experience and enlisted advisors hold the rank of sergeant and above. As of August 2017, recruiting for the first unit had been short by approximately 350 personnel, though the shortfall appears to have been remedied. The Army is working to address policies and regulations with regard to promotion rates and boards, selection boards, and special pay.in order to formalize a SFAB career path

Year Three

As of today, the blog is two years old. The question is…….where does it go from here and what do we do with it?

Year Two

The blog now consists of 545 posts and we have 366 comments (that we did not consider to be spam). That comes out to 259 posts and 104 comments last year and 286 posts and 262 comments this year.

The question is…where do we go from here. Right now, our answer is the same as last year, which is to keep-on-keeping-on. Pretty much just keep doing what we are doing. Now, there is much more we could do with the blog, but, any major improvement requires an investment of time and money, and…….

We have considered bringing in more bloggers, having a paid employee posting daily defense news (so we can compete with the other blogs and news services), and having a paid blogger do more military history material (which we know this is of interest to a number of our readers)…but…this means our primary business during the day would be maintaining and developing the blog. Our interest is in study and analysis, not journalism. We think there is still a severe shortage of good fact-based analysis of defense affairs. We do not think there is a shortage of journalists and news sites. So for this next year, it does appear that this will continue to be a “not-to-interfere” effort while we pursue our various writing, marketing and analytical efforts.

Hope you all a happy New Year and hope that 2018 will be a great year for you all.