Category Lessons of History

What Does Lethality Mean In Warfare?

In an insightful essay over at The Strategy Bridge, “Lethality: An Inquiry,” Marine Corps officer Olivia Gerard accomplishes one of the most important, yet most often overlooked, aspects of successfully thinking about and planning for war: questioning a basic assumption. She achieves this by posing a simple question: “What is lethality?”

Gerard notes that the current U.S. National Defense Strategy is predicated on lethality; as it states: “A more lethal, resilient, and rapidly innovating Joint Force, combined with a robust constellation of allies and partners, will sustain American influence and ensure favorable balances of power that safeguard the free and open international order.” She also identifies the linkage in the strategy between lethality and deterrence via a supporting statement from Deputy Secretary of Defense Patrick Shanahan: “Everything we do is geared toward one goal: maximizing lethality. A lethal force is the strongest deterrent to war.”

After pointing out that the strategy does not define the concept of lethality, Gerard responds to Shanahan’s statement by asking “why?”

She uses this as a jumping off point to examine the meaning of lethality in warfare. Starting from the traditional understanding of lethality as a tactical concept, Gerard walks through the way it has been understood historically. From this, she formulates a construct for understanding the relationship between lethality and strategy:

Organizational lethality emerges from tactical lethality that is institutionally codified. Tactical lethality is nested within organizational lethality, which is nested within strategic lethality. Plugging these terms into an implicit calculus, we can rewrite strategic lethality as the efficacy with which we can form intentional deadly relationships towards targets that can be actualized towards political ends.

To this, Gerard appends two interesting caveats: “Notice first that the organizational component becomes implicit. What remains outside, however, is the intention–a meta-intention–to form these potential deadly relationships in the first place.”

It is the second of these caveats—the intent to connect lethality to a strategic end—that informs Gerard’s conclusion. While the National Defense Strategy does not define the term, she observes that by explicitly leveraging the threat to use lethality to bolster deterrence, it supplies the necessary credibility needed to make deterrence viable. “Proclaiming lethality a core tenet, especially in a public strategic document, is the communication of the threat.”

Gerard’s exploration of lethality and her proposed framework for understanding it provide a very useful way of thinking about the way it relates to warfare. It is definitely worth your time to read.

What might be just as interesting, however, are the caveats to her construct because they encompass a lot of what is problematic about the way the U.S. military thinks—explicitly and implicitly—about tactical lethality and how it is codified into concepts of organizational lethality. (While I have touched on some of those already, Gerard gives more to reflect on. More on that later.)

Gerard also references the definition of lethality Trevor Dupuy developed for his 1964 study of historical trends in weapon lethality. While noting that his definition was too narrow for the purposes of her inquiry, the historical relationship between lethality, casualties, and dispersion on the battlefield Dupuy found in that study formed the basis for his subsequent theories of warfare and models of combat. (I will write more about those in the future as well.)

Simpkin on the Long-Term Effects of Firepower Dominance

To follow on my earlier post introducing British military theorist Richard Simpkin’s foresight in detecting trends in 21st Century warfare, I offer this paragraph, which immediately followed the ones I quoted:

Briefly and in the most general terms possible, I suggest that the long-term effect of dominant firepower will be threefold. It will disperse mass in the form of a “net” of small detachments with the dual role of calling down fire and of local quasi-guerrilla action. Because of its low density, the elements of this net will be everywhere and will thus need only the mobility of the boot. It will transfer mass, structurally from the combat arms to the artillery, and in deployment from the direct fire zone (as we now understand it) to the formation and protection of mobile fire bases capable of movement at heavy-track tempo (Chapter 9). Thus the third effect will be to polarise mobility, for the manoeuvre force still required is likely to be based on the rotor. This line of thought is borne out by recent trends in Soviet thinking on the offensive. The concept of an operational manoeuvre group (OMG) which hives off raid forces against C3 and indirect fire resources is giving way to more fluid and discontinuous manoeuvre by task forces (“air-ground assault groups” found by “shock divisions”) directed onto fire bases—again of course with an operational helicopter force superimposed. [Simpkin, Race To The Swift, p. 169]

It seems to me that in the mid-1980s, Simpkin accurately predicted the emergence of modern anti-access/area denial (A2/AD) defensive systems with reasonable accuracy, as well the evolving thinking on the part of the U.S. military as to how to operate against them.

Simpkin’s vision of task forces (more closely resembling Russian/Soviet OMGs than rotary wing “air-ground assault groups” operational forces, however) employing “fluid and discontinuous manoeuvre” at operational depths to attack long-range precision firebases appears similar to emerging Army thinking about future multidomain operations. (It’s likely that Douglas MacGregor’s Reconnaissance Strike Group concept more closely fits that bill.)

One thing he missed on was his belief that rotary wing helicopter combat forces would supplant armored forces as the primary deep operations combat arm. However, there is the potential possibility that drone swarms might conceivably take the place in Simpkin’s operational construct that he allotted to heliborne forces. Drones have two primary advantages over manned helicopters: they are far cheaper and they are far less vulnerable to enemy fires. With their unique capacity to blend mass and fires, drones could conceivably form the deep strike operational hammer that Simpkin saw rotary wing forces providing.

Just as interesting was Simpkin’s anticipation of the growing importance of information and electronic warfare in these environments. More on that later.

Richard Simpkin on 21st Century Trends in Mass and Firepower

Anvil of “troops” vs. anvil of fire. (Richard Simpkin, Race To The Swift: Thoughts on Twenty-First Century Warfare, Brassey’s: London, 1985, p. 51)

For my money, one of the most underrated analysts and theorists of modern warfare was the late Brigadier Richard Simpkin. A retired British Army World War II veteran, Simpkin helped design the Chieftan tank in the 60s and 70s. He is best known for his series of books analyzing Soviet and Western military theory and doctrine. His magnum opus was Race To The Swift: Thoughts on Twenty-First Century Warfare, published in 1985. A brilliant blend of military history, insightful analysis of tactics and technology as well as operations and strategy, and Simpkin’s idiosyncratic wit, the observations in Race To The Swift are becoming more prescient by the year.

Some of Simpkin’s analysis has not aged well, such as the focus on the NATO/Soviet confrontation in Central Europe, and a bold prediction that rotary wing combat forces would eventually supplant tanks as the primary combat arm. However, it would be difficult to find a better historical review of the role of armored forces in modern warfare and how trends in technology, tactics, and doctrine are interacting with strategy, policy, and politics to change the character of warfare in the 21st Century.

To follow on my previous post on the interchangeability of fire (which I gleaned from Simpkin, of course), I offer this nugget on how increasing weapons lethality would affect 21st Century warfare, written from the perspective of the mid 1980s:

While accidents of ground will always provide some kind of cover, the effect of modern firepower on land force tactics is equally revolutionary. Just as we saw in Part 2 how the rotary wing may well turn force structures inside out, firepower is already turning tactical concepts inside out, by replacing the anvil of troops with an anvil of fire (Fig. 5, page 51)*. The use of combat troops at high density to hold ground or to seize it is already likely to prove highly costly, and may soon become wholly unprofitable. The interesting question is what effect the dominance of firepower will have at operational level.

One school of thought, to which many defence academics on both sides of the Atlantic subscribe, is that it will reduce mobility and bring about a return to positional warfare. The opposite view is that it will put a premium on elusiveness, increasing mobility and reducing mass. On analysis, both these opinions appear rather simplistic, mainly because they ignore the interchangeability of troops and fire…—in other words the equivalence or complementarity of the movement of troops and the massing of fire. They also underrate the part played by manned and unmanned surveillance, and by communication. Another factor, little understood by soldiers and widely ignored, is the weight of fire a modern fast jet in its strike configuration, flying a lo-lo-lo profile, can put down very rapidly wherever required. With modern artillery and air support, a pair of eyes backed up by an unjammable radio and perhaps a thermal imager becomes the equivalent of at least a (company) combat team, perhaps a battle group. [Simpkin, Race To The Swift, pp. 168-169]

Sound familiar? I will return to Simpkin’s insights in future posts, but I suggest you all snatch up a copy of Race To The Swift for yourselves.

* See above.

GD Light Tank

For some reason our blog was getting hits from youtube….so I went searching and discovered this newly posted youtube video about General Dynamics proposed “light” tank: https://www.youtube.com/watch?v=1FBtncggpIU

As it says in the remarks (bolding is mine):

Smith’s emphasis upon how lighter-weight armored vehicles can address terrain challenges, and off-road mobility aligns with findings from analytical research performed years ago by the Dupuy Institute.

The research study, call “The Historical Combat Effectiveness of Lighter-Weight Armored Forces,” examined combat scenarios from Vietnam, The Korean War, the Persian Gulf War – and even WWII.

Commissioned by the US Army Center for Army Analysis, the study concluded that heavily armed, yet lighter-weight, more maneuverable armored combat platforms could provided substantial advantage to combat infantry in many scenarios.

“Vehicle weight is sometimes a limited factor in less developed area. In all cases where this was a problem, there was not a corresponding armor threat. As such, in almost all cases, the missions and tasks for a tank can be fulfilled with other light armor,” the study writes.

Drawing upon this conceptual premise, it also stands to reason that a medium-armored vehicles, with heavy firepower, might be able to support greater mobility for advancing infantry while simultaneously engaging in major combat, mechanized force-on-force kinds of engagements where there is armored resistance.

Now, this study is available as a download on our website here: http://www.dupuyinstitute.org/pdf/mwa-2lightarmor.pdf

Or in the bigger picture here: http://www.dupuyinstitute.org/tdipdf.htm

Interesting to discover that this study, that we did in 2001, is being referenced now. It was primarily done by me and Richard Anderson. It was done at the request of Walt Hollis, Deputy Under Secretary of the Army (Operations Research) and CAA was given the task of administering it. CAA seemed uncertain of what to do with it once they received it, but told us around 2002 that their big lesson from the study was that they needed to worry about mine protection for any projected future armor. This was before we went into Iraq.

Anyhow, there were many aspects to this study, which I will not belabor here as you can read it yourself; but it appears that people are cherry picking from parts of it.

Artillery Effectiveness vs. Armor (Part 5-Summary)

U.S. Army 155mm field howitzer in Normandy. [padresteve.com]

[This series of posts is adapted from the article “Artillery Effectiveness vs. Armor,” by Richard C. Anderson, Jr., originally published in the June 1997 edition of the International TNDM Newsletter.]

Posts in the series
Artillery Effectiveness vs. Armor (Part 1)
Artillery Effectiveness vs. Armor (Part 2-Kursk)
Artillery Effectiveness vs. Armor (Part 3-Normandy)
Artillery Effectiveness vs. Armor (Part 4-Ardennes)
Artillery Effectiveness vs. Armor (Part 5-Summary)

Table IX shows the distribution of cause of loss by type or armor vehicle. From the distribution it might be inferred that better protected armored vehicles may be less vulnerable to artillery attack. Nevertheless, the heavily armored vehicles still suffered a minimum loss of 5.6 percent due to artillery. Unfortunately the sample size for heavy tanks was very small, 18 of 980 cases or only 1.8 percent of the total.

The data are limited at this time to the seven cases.[6] Further research is necessary to expand the data sample so as to permit proper statistical analysis of the effectiveness of artillery versus tanks.

NOTES

[18] Heavy armor includes the KV-1, KV-2, Tiger, and Tiger II.

[19] Medium armor includes the T-34, Grant, Panther, and Panzer IV.

[20] Light armor includes the T-60, T-70. Stuart, armored cars, and armored personnel carriers.

Artillery Effectiveness vs. Armor (Part 4-Ardennes)

Knocked-out Panthers in Krinkelt, Belgium, Battle of the Bulge, 17 December 1944. [worldwarphotos.info]

[This series of posts is adapted from the article “Artillery Effectiveness vs. Armor,” by Richard C. Anderson, Jr., originally published in the June 1997 edition of the International TNDM Newsletter.]

Posts in the series
Artillery Effectiveness vs. Armor (Part 1)
Artillery Effectiveness vs. Armor (Part 2-Kursk)
Artillery Effectiveness vs. Armor (Part 3-Normandy)
Artillery Effectiveness vs. Armor (Part 4-Ardennes)
Artillery Effectiveness vs. Armor (Part 5-Summary)

NOTES

[14] From ORS Joint Report No. 1. A total of an estimated 300 German armor vehicles were found following the battle.

[15] Data from 38th Infantry After Action Report (including “Sketch showing enemy vehicles destroyed by 38th Inf Regt. and attached units 17-20 Dec. 1944″), from 12th SS PzD strength report dated 8 December 1944, and from strengths indicated on the OKW briefing maps for 17 December (1st [circa 0600 hours], 2d [circa 1200 hours], and 3d [circa 1800 hours] situation), 18 December (1st and 2d situation), 19 December (2d situation), 20 December (3d situation), and 21 December (2d and 3d situation).

[16] Losses include confirmed and probable losses.

[17] Data from Combat Interview “26th Infantry Regiment at Dom Bütgenbach” and from 12th SS PzD, ibid.

Artillery Effectiveness vs. Armor (Part 3-Normandy)

The U.S. Army 333rd Field Artillery Battalion (Colored) in Normandy, July 1944 (US Army Photo/Tom Gregg)

[This series of posts is adapted from the article “Artillery Effectiveness vs. Armor,” by Richard C. Anderson, Jr., originally published in the June 1997 edition of the International TNDM Newsletter.]

Posts in the series
Artillery Effectiveness vs. Armor (Part 1)
Artillery Effectiveness vs. Armor (Part 2-Kursk)
Artillery Effectiveness vs. Armor (Part 3-Normandy)
Artillery Effectiveness vs. Armor (Part 4-Ardennes)
Artillery Effectiveness vs. Armor (Part 5-Summary)

NOTES

[10] From ORS Report No. 17.

[11] Five of the 13 counted as unknown were penetrated by both armor piercing shot and by infantry hollow charge weapons. There was no evidence to indicate which was the original cause of the loss.

[12] From ORS Report No. 17

[13] From ORS Report No. 15. The “Pocket” was the area west of the line Falaise-Argentan and east of the line Vassy-Gets-Domfront in Normandy that was the site in August 1944 of the beginning of the German retreat from France. The German forces were being enveloped from the north and south by Allied ground forces and were under constant, heavy air attack.

Artillery Effectiveness vs. Armor (Part 2-Kursk)

15 cm schwere Feldhaubitze 18 (15 cm s.FH 18 L/29,5)

German Army 150mm heavy field howitzer 18 L/29.5 battery. [Panzer DB/Pinterest]

[This series of posts is adapted from the article “Artillery Effectiveness vs. Armor,” by Richard C. Anderson, Jr., originally published in the June 1997 edition of the International TNDM Newsletter.]

Posts in the series
Artillery Effectiveness vs. Armor (Part 1)
Artillery Effectiveness vs. Armor (Part 2-Kursk)
Artillery Effectiveness vs. Armor (Part 3-Normandy)
Artillery Effectiveness vs. Armor (Part 4-Ardennes)
Artillery Effectiveness vs. Armor (Part 5-Summary)

Curiously, at Kursk, in the case where the highest percent loss was recorded, the German forces opposing the Soviet 1st Tank Army—mainly the XLVIII Panzer Corps of the Fourth Panzer Army—were supported by proportionately fewer artillery pieces (approximately 56 guns and rocket launchers per division) than the US 1st Infantry Division at Dom Bütgenbach (the equivalent of approximately 106 guns per division)[4]. Nor does it appear that the German rate of fire at Kursk was significantly higher than that of the American artillery at Dom Bütgenbach. On 20 July at Kursk, the 150mm howitzers of the 11th Panzer Division achieved a peak rate of fire of 87.21 rounds per gum. On 21 December at Dom Bütgenbach, the 155mm howitzers of the 955th Field Artillery Battalion achieved a peak rate of fire of 171.17 rounds per gun.[5]

NOTES

[4] The US artillery at Dom Bütgenbach peaked on 21 December 1944 when a total of 210 divisional and corps pieces fired over 10,000 rounds in support of the 1st Division’s 26th Infantry.

[5] Data collected on German rates of fire are fragmentary, but appear to be similar to that of the American Army in World War ll. An article on artillery rates of fire that explores the data in more detail will be forthcoming in a future issue of this newsletter. [NOTE: This article was not completed or published.]

Notes to Table I.

[8] The data were found in reports of the 1st Tank Army (Fond 299, Opis‘ 3070, Delo 226). Obvious math errors in the original document have been corrected (the total lost column did not always agree with the totals by cause). The total participated column evidently reflected the starting strength of the unit, plus replacement vehicles. “Burned'” in Soviet wartime documents usually indicated a total loss, however it appears that in this case “burned” denoted vehicles totally lost due to direct fire antitank weapons. “Breakdown” apparently included both mechanical breakdown and repairable combat damage.

[9] Note that the brigade report (Fond 3304, Opis‘ 1, Delo 24) contradicts the army report. The brigade reported that a total of 28 T-34s were lost (9 to aircraft and 19 to “artillery”) and one T-60 was destroyed by a mine. However, this report was made on 11 July, during the battle, and may not have been as precise as the later report recorded by 1st Tank Army. Furthermore, it is not as clear in the brigade report that “artillery” referred only to indirect fire HE and not simply lo both direct and indirect fire guns.

Artillery Effectiveness vs. Armor (Part 1)

A U.S. M1 155mm towed artillery piece being set up for firing during the Battle of the Bulge, December 1944.

[This series of posts is adapted from the article “Artillery Effectiveness vs. Armor,” by Richard C. Anderson, Jr., originally published in the June 1997 edition of the International TNDM Newsletter.]

Posts in the series
Artillery Effectiveness vs. Armor (Part 1)
Artillery Effectiveness vs. Armor (Part 2-Kursk)
Artillery Effectiveness vs. Armor (Part 3-Normandy)
Artillery Effectiveness vs. Armor (Part 4-Ardennes)
Artillery Effectiveness vs. Armor (Part 5-Summary)

The effectiveness of artillery against exposed personnel and other “soft” targets has long been accepted. Fragments and blast are deadly to those unfortunate enough to not be under cover. What has also long been accepted is the relative—if not total—immunity of armored vehicles when exposed to shell fire. In a recent memorandum, the United States Army Armor School disputed the results of tests of artillery versus tanks by stating, “…the Armor School nonconcurred with the Artillery School regarding the suppressive effects of artillery…the M-1 main battle tank cannot be destroyed by artillery…”

This statement may in fact be true,[1] if the advancement of armored vehicle design has greatly exceeded the advancement of artillery weapon design in the last fifty years. [Original emphasis] However, if the statement is not true, then recent research by TDI[2] into the effectiveness of artillery shell fire versus tanks in World War II may be illuminating.

The TDI search found that an average of 12.8 percent of tank and other armored vehicle losses[3] were due to artillery fire in seven eases in World War II where the cause of loss could be reliably identified. The highest percent loss due to artillery was found to be 14.8 percent in the case of the Soviet 1st Tank Army at Kursk (Table II). The lowest percent loss due to artillery was found to be 5.9 percent in the case of Dom Bütgenbach (Table VIII).

The seven cases are split almost evenly between those that show armor losses to a defender and those that show losses to an attacker. The first four cases (Kursk, Normandy l. Normandy ll, and the “Pocket“) are engagements in which the side for which armor losses were recorded was on the defensive. The last three cases (Ardennes, Krinkelt. and Dom Bütgenbach) are engagements in which the side for which armor losses were recorded was on the offensive.

Four of the seven eases (Normandy I, Normandy ll, the “Pocket,” and Ardennes) represent data collected by operations research personnel utilizing rigid criteria for the identification of the cause of loss. Specific causes of loss were only given when the primary destructive agent could be clearly identified. The other three cases (Kursk, Krinkelt, and Dom Bütgenbach) are based upon combat reports that—of necessity—represent less precise data collection efforts.

However, the similarity in results remains striking. The largest identifiable cause of tank loss found in the data was, predictably, high-velocity armor piercing (AP) antitank rounds. AP rounds were found to be the cause of 68.7 percent of all losses. Artillery was second, responsible for 12.8 percent of all losses. Air attack as a cause was third, accounting for 7.4 percent of the total lost. Unknown causes, which included losses due to hits from multiple weapon types as well as unidentified weapons, inflicted 6.3% of the losses and ranked fourth. Other causes, which included infantry antitank weapons and mines, were responsible for 4.8% of the losses and ranked fifth.

NOTES

[1] The statement may be true, although it has an “unsinkable Titanic,” ring to it. It is much more likely that this statement is a hypothesis, rather than a truism.

[2] As pan of this article a survey of the Research Analysis Corporation’s publications list was made in an attempt to locate data from previous operations research on the subject. A single reference to the study of tank losses was found. Group 1 Alvin D. Coox and L. Van Loan Naisawald, Survey of Allied Tank Casualties in World War II, CONFIDENTIAL ORO Report T-117, 1 March 1951.

[3] The percentage loss by cause excludes vehicles lost due to mechanical breakdown or abandonment. lf these were included, they would account for 29.2 percent of the total lost. However, 271 of the 404 (67.1%) abandoned were lost in just two of the cases. These two cases (Normandy ll and the Falaise Pocket) cover the period in the Normandy Campaign when the Allies broke through the German defenses and began the pursuit across France.

“Quantity Has A Quality All Its Own”: How Robot Swarms Might Change Future Combat

Humans vs. machines in the film Matrix Revolutions (2003) [Screencap by The Matrix Wiki]

Yesterday, Paul Scharre, director of the Technology and National Security Program at the Center for a New American Security, and prolific writer on the future of robotics and artificial intelligence, posted a fascinating argument on Twitter regarding swarms and mass in future combat.

His thread was in response to an article by Shmuel Shmuel posted on War on the Rocks, which made the case that the same computer processing technology enabling robotic vehicles combined with old fashioned kinetic weapons (i.e. anti-aircraft guns) offered a cost-effective solution to swarms.

Scharre agreed that robotic drones are indeed vulnerable to such countermeasures, but made this point in response:

He then went to contend that robotic swarms offer the potential to reestablish the role of mass in future combat. Mass, either in terms of numbers of combatants or volume of firepower, has played a decisive role in most wars. As the aphorism goes, usually credited to Josef Stalin, “mass has a quality all of its own.”

Scharre observed that the United States went in a different direction in its post-World War II approach to warfare, adopting instead “offset” strategies that sought to leverage superior technology to balance against the mass militaries of the Communist bloc.

While effective during the Cold War, Scharre concurs with the arguments that offset strategies are becoming far too expensive and may ultimately become self-defeating.

In order to avoid this fate, Scharre contends that

The entire thread is well worth reading.

Trevor Dupuy would have agreed with much of what Scharre’s asserts. He identified the relationship between increasing weapon lethality and battlefield dispersion that goes back to the 17th century. Dupuy believed that the primary factor driving this relationship was the human response to fear in a lethal environment, with soldiers dispersing in depth and frontage on battlefields in order to survive weapons of ever increasing destructiveness.

TDI Friday Read: Lethality, Dispersion, And Mass On Future Battlefields

Robots might very well change that equation. Whether autonomous or “human in the loop,” robotic swarms do not feel fear and are inherently expendable. Cheaply produced robots might very well provide sufficient augmentation to human combat units to restore the primacy of mass in future warfare.